LPLA - CIK 0001397911
LPL Financial Holdings Inc. has filed 1,733 documents with the SEC between 2007 and 2026. The most frequent type is insider trade (1,109 filings), alongside the regular cadence of annual reports, quarterly reports, and event disclosures every public company must make. Use the filters to focus on one filing type, or flip the sort to trace the company's history from its earliest paperwork.
Data parsed from SEC EDGAR XBRL filings. See the full market cap rankings.
| Filing | Type | Filed | Period covered |
|---|---|---|---|
| SEC correspondence | UPLOAD | 2025-03-07 | - |
| Major company event | 8-K | 2025-03-06 | 2025-02-28 |
| Securities registration | S-3 | 2025-03-03 | - |
| Insider trade | 4 | 2025-02-27 | 2025-02-25 |
| Insider trade | 4 | 2025-02-27 | 2025-02-25 |
| Insider trade | 4 | 2025-02-27 | 2025-02-25 |
| Insider trade | 4 | 2025-02-27 | 2025-02-25 |
| Insider trade | 4 | 2025-02-27 | 2025-02-25 |
| Insider trade | 4 | 2025-02-27 | 2025-02-25 |
| Insider trade | 4 | 2025-02-27 | 2025-02-25 |
| Insider trade | 4 | 2025-02-27 | 2025-02-25 |
| Insider sale notice | 144 | 2025-02-26 | - |
| Insider sale notice | 144 | 2025-02-26 | - |
| Major company event | 8-K | 2025-02-26 | 2025-02-26 |
| Prospectus supplement | 424B5 | 2025-02-25 | - |
| Major company event | 8-K | 2025-02-25 | 2025-02-24 |
| Free writing prospectus | FWP | 2025-02-24 | - |
| Prospectus supplement | 424B5 | 2025-02-24 | - |
| Annual report | 10-K | 2025-02-20 | 2024-12-31 |
| Insider trade | 4 | 2025-02-20 | 2025-02-18 |
| Insider sale notice | 144 | 2025-02-18 | - |
| Insider trade | 4 | 2025-02-12 | 2025-02-10 |
| Insider sale notice | 144 | 2025-02-10 | - |
| Insider trade | 4 | 2025-02-07 | 2025-02-05 |
| Insider sale notice | 144 | 2025-02-05 | - |
| Major company event | 8-K | 2025-01-30 | 2025-01-30 |
| New insider ownership | 3 | 2024-12-31 | 2024-12-16 |
| Insider sale notice | 144 | 2024-12-19 | - |
| Insider sale notice | 144 | 2024-12-18 | - |
| Insider trade | 4 | 2024-12-09 | 2024-12-05 |
| Major company event | 8-K | 2024-12-09 | 2024-12-08 |
| Major company event (amended) | 8-K/A | 2024-12-09 | 2024-12-05 |
| Insider sale notice | 144 | 2024-12-05 | - |
| Major company event | 8-K | 2024-12-05 | 2024-12-05 |
| Insider trade | 4 | 2024-12-04 | 2024-12-02 |
| Insider trade | 4 | 2024-12-04 | 2024-12-02 |
| Insider trade | 4 | 2024-12-04 | 2024-12-02 |
| Insider trade | 4 | 2024-12-04 | 2024-12-02 |
| Insider trade | 4 | 2024-12-04 | 2024-12-02 |
| Insider trade | 4 | 2024-12-04 | 2024-12-02 |
| Insider trade | 4 | 2024-12-04 | 2024-12-02 |
| Passive ownership stake (update) | SC 13G/A | 2024-11-12 | - |
| Quarterly report | 10-Q | 2024-11-04 | 2024-09-30 |
| Major company event | 8-K | 2024-10-30 | 2024-10-30 |
| Passive ownership stake (update) | SC 13G/A | 2024-10-22 | - |
| Major company event | 8-K | 2024-10-21 | 2024-10-17 |
| Major company event | 8-K | 2024-10-01 | 2024-10-01 |
| Insider trade | 4 | 2024-09-16 | 2024-09-12 |
| Insider trade | 4 | 2024-08-27 | 2024-08-23 |
| Insider trade | 4 | 2024-08-27 | 2024-08-23 |